Shareholder Information

Shareholder Circulars

Please refer to the Annual and General Meetings section for circulars.

Shares in issue

As at 26 February 2015 the Company's issued ordinary share capital consisted of 639,360,364 ordinary shares with voting rights. Sarossa does not hold any ordinary shares in Treasury.

The total number of voting rights in Sarossa is 639,360,364.

The above figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Sarossa under the FSA's Disclosure and Transparency Rules.

Major Shareholders

At 26 February 2015 shareholders holding more than 3% of the voting rights of Sarossa were:

Shareholder %
Richard Griffiths and controlled undertakings 27.72
Mrs N J Powel 8.31
BVF Partners LP 7.00
Leventis Holding SA 6.94

Shares not in public hands

In the terms of AIM Rules published 13 May 2014 and insofar as it is aware, at 26 February 2015, 29.21% of the Company's AIM securities was not in public hands.

Restrictions in transfer of AIM securities

There are no restrictions on the transfer of ordinary shares in the Company.

UK City Code on Takeovers and Mergers

As an AIM traded company, Sarossa is subject to the UK City Code on Takeovers and Mergers legislation.

Rights of shareholders in a Jersey incorporated company

Some of the rights the Company's shareholders are different from the rights of shareholders in a UK incorporated company as fully set out in the section 5 of Part III of the Admission to AIM circular of 20 March 2014.


Page last updated: 27 February 2015